NZX's 2016 regulatory programme includes more risk assessment of market participants

Wed, 20 Apr 2016

By Jonathan Underhill April 20 (BusinessDesk) - NZX, the stock market operator, will increase risk assessment of market participants and clarify what practices by brokers and fund managers it regards as market misconduct, according to its 2016 regulatory programme. The agenda covers three areas - market infrastructure, orderly markets, and market engagement. It has already begun the market infrastructure work, which includes the rules, technology and processes of the market, having sought feedback in November for a proposal to broaden...

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