Financial Markets Authority / Te Mana Tatai Hokohoko
Financial Markets Authority / Te Mana Tatai Hokohoko
- The FMA enforces securities, financial reporting and company law as they apply to financial services and securities markets.
- Regulates securities exchanges, financial advice providers and client money or property services, auditors, crowd-funding platforms, fund managers, futures dealers, trustees and issuers including issuers of KiwiSaver and superannuation schemes.
- Jointly oversees designated settlement systems in New Zealand, with the Reserve Bank of New Zealand (RBNZ).
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