L&Q Notice - Smartshares Australian Equities ESG ETF

OFFER

Thu, Jun 29 2023 10:53 am

LISTING AND QUOTATION NOTICE: NZX MAIN BOARD SMARTSHARES AUSTRALIAN EQUITIES ESG ETF (“AUE”) UNITS

Fund: Smartshares Australian Equities ESG ETF

Issuer Code: AUE

ISIN: NZAUEE0001S5

Short Name: AUE ETF

Registered Office: Level 1, NZX Centre, 11 Cable Street, Wellington

Website: www.smartshares.co.nz

Telephone Number: 0800 80 87 80

Financial Year End: 31 March

Nature of Business: The Smartshares Australian Equities ESG ETF invests in Australian shares and is designed to track the return of the S&P/ASX 200 Fossil Fuel Screened (AUD) Index.

Directors: Mark Peterson (Chair), Graham Law, Guy Elliffe, and John Williams

Details of Issue: Quotation of units in the Fund following an allotment pursuant to a private placement.

Number of Securities to be Quoted: 6,640,000

Supervisor: Public Trust

Manager of the Fund: Smartshares Limited

Auditors: KPMG

Solicitors: DLA Piper

Registrar: Link Market Services Limited (“LNKT”)

Settlement Status: NZCDC Settlement System

Product Disclosure Statement Dated: Monday, 26 June 2023

Expected Commencement of Trading on the NZX Main Board: Thursday, 29 June 2023

Chairman
Special Division of the NZ
Markets Disciplinary Tribunal

29 June 2023