The FMA is running out of patience

The FMA is running out of patience
Dan Brunskill
Uninformed financial service directors who are failing to manage their firm’s conduct and compliance risks will be met with stricter enforcement, the Financial Markets Authority says.   A review of the regulator’s monitoring activities found there was “significant weakness” in some boards of directors—who had little understanding of their licence obligations—and that some entities had taken “few, if any” steps to evaluate or improve their conduct and culture.“Effective management o...

More Law & Regulation

Eric Watson gearing up for more court action
Law & Regulation

Eric Watson gearing up for more court action

Watson says he would continue to stand firmly on his position. 

Eric Watson’s bid to stop insider trading charges thrown out
Law & Regulation

Eric Watson’s bid to stop insider trading charges thrown out

US regulator to continue its case against Eric Watson. 

Denise McNabb 02 Jul 2025
Foodstuffs NI warned by ComCom over supplier treatment
Retail

Foodstuffs NI warned by ComCom over supplier treatment

It obstructed a supplier request, says Grocery Commissioner.

Staff reporters 02 Jul 2025